Another paper claiming (but failing) to give evidence for libertarian free will

June 14, 2020 • 9:00 am

UPDATE: Reader Coel pointed out in the comments—this had escaped my notice—that the author of this piece, George Ellis, won the Templeton prize in 2004 for efforts in harmonizing science and religion. This may be relevant to the article below.

Part of his citation says this:

Beyond ethics, Ellis contends that there are many areas that cannot be accounted for by physics. “Even hard-headed physicists have to acknowledge a number of different kinds of existence” beyond the basics of atoms, molecules and chemicals, he said in his prepared remarks. Directly challenging the notion that the powers of science are limitless, Ellis noted the inability of even the most advanced physics to fully explain factors that shape the physical world, including human thoughts, emotions and social constructions such as the laws of chess.

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A lot of people sent me this link to an article in Aeon by physicist George Ellis, with some of them telling me that his piece deals the death blow to determinism and pumps life into the idea of free will. It doesn’t—not by a long shot. And anyone who has such a take doesn’t understand either determinism or Ellis’s arguments. For once you understand them, you see that they’re invalidated by a big fallacy.

First, here’s Ellis’s bona fides from the site (his Wikipedia bio is here):

George Ellis is the Emeritus Distinguished Professor of Complex Systems in the Department of Mathematics and Applied Mathematics at the University of Cape Town in South Africa. He co-authored The Large Scale Structure of Space-Time (1973) with Stephen Hawking.

First, let us be clear that although Ellis doesn’t define what he means by “free will”, it’s clear that he’s talking about libertarian, contracausal, “you-could-have-chosen-otherwise” free will”, not the compatiblist free will that accepts physical determinism. No, Ellis thinks that determinism is simply wrong.

And by “determinism”, I don’t mean that “with perfect knowledge of the present, or of the moment after the Big Bang, we could predict what would happen with 100% accuracy”. I don’t believe that, as there are some fundamentally non-deterministic processes—to our best knowledge at present, quantum mechanics comprises some of these fundamental unpredictabilities—that could, at a given time, act to create different futures. (Evolution might be one of these if the fuel for the process—mutation—is affected by quantum unpredictability. In that case, “rerunning the tape of life” from a given point could yield different outcomes.)

By “determinism”, I mean that the future is determined only by the laws of physics, not by some nonphysical “will” or “agency” that we can exercise. (Throughout his piece, Ellis conflates physical determinism with predictability, an odd stance for a physicist.)

The article, at six printed pages in Word in 9-point type, is very long, and larded with descriptions of the Schrödinger equation, ion channels, gene regulation, and biochemistry, all fancy science that could bamboozle the reader into thinking that Ellis’s view is backed by science. But it isn’t. In fact, his argument can be stated very simply, and I’ll try to paraphrase it:

Free will acts by human psychology changing the constraints that act on our brain molecules.  Although physical processes are constrained by physical laws, psychology can override and change these constraints. Therefore, our minds, or our psychology, can somehow “reach down” to affect the molecular processes occurring in our brains and bodies. And these psychological processes, which are apparently themselves physically unconstrained, constitute free will.

Now that is my paraphrase, but I’ll support it with quotes from Ellis (any bolding is mine):

In the case of the biomolecules that underlie the existence of life, it’s the shape of the molecule that acts as a constraint on what happens. These molecules are quite flexible, bending around joints rather like hinges. The distances between the atomic nuclei in the molecules determine what bending is possible. Any particular such molecular ‘conformation’ (a specific state of folding) constrains the motions of ions and electrons at the underlying physical level. This can happen in a time-dependent fashion, according to biological needs. In this way, biology can reach down to shape physical outcomes. It changes constraints in the applicable Schrödinger equation.

. . . So what determines which messages are conveyed to your synapses by signalling molecules? They are signals determined by thinking processes that can’t be described at any lower level because they involve concepts, cognition and emotions in an essential way. Psychological experiences drive what happens. Your thoughts and feelings reach ‘down’ to shape lower-level processes in the brain by altering the constraints on ion and electron flows in a way that changes with time.

The phrase that our thinking “reaches down” to affect our molecules recurs often in this essay, implying a psychological “invisible hand”—”thinking processes”—that is the crux of Ellis’s argument. But wait! There’s more!

How does any of this happen? As the Austrian-American doctor Eric Kandel explained in his Nobel Prize Lecture from 2000, the process of learning at the mental level leads to changed patterns of gene expression, and so specific proteins being produced, which alter the strengths of neural connections at synapses. This changes the strength of connections between neurons, thereby storing memories.

Such learning is a psychological happening. You might remember your pleasure on eating a delicious meal, the details of a Yo-Yo Ma rendition of a Bach sonata, or the painful memory of the car crash. Once again, these are irreducible psychological events: they can’t be described at any lower level. They reach down to alter neuronal connections over time. These changes can’t be predicted on the basis of the initial state of the neural connections (your neurons did not know that the car crash was about to happen) – but, afterwards, they constrain electron flows differently, because connections have changed. Learning changes structure at the macro scale (we have a ‘plastic brain’), which reaches down to alter micro connections and the details of electron flows at the bottom.

(Note the allusion to classical music; people love to show off in this way. They never talk about the moving saxophone solo of Lester Young or the poignancy of a Frank Sinatra song; it’s always Bach or Beethoven, isn’t it?)

If it’s not too early in the morning, you’ve already spotted the flaw in Ellis’s argument. First, he’s conflating predictability with physical determinism, and he’s also arguing, falsely, that a “change in constraint” means “libertarian free will”. Most important, he’s pretending that psychological phenomena are not physical.

I’ll cite just two more bits:

What these instances show is that psychological understandings reach down to shape the motions of ions and electrons by altering constraints at the physics-level over time. That is, mental states change the shape of proteins because the brain has real logical powers. This downward causation trumps the power of initial conditions. Logical implications determine the outcomes at the macro level in our thoughts, and at the micro level in terms of flows of electrons and ions.

. . . Genuine mental functioning and the ability to make decisions in a rational way is a far more persuasive explanation of how books get written. That this is possible is due to the extraordinary hierarchical structure of our brain and its functioning. And that functioning is enabled by downward causation from the psychological to the physical levels, with outcomes at the physics level determined by constraints that change over time. No violation of physical laws need occur.

That should be enough to show that Ellis’s argument is bogus. Why? Because it argues that the “psychological level” (“mental thoughts”) is somehow different from the “physical level”: that our experiences, our cogitation, and our interactions with others and with external events, are different from physical processes that shape our actions. After all, they are “top down” phenomena.

But they’re not. We can be influenced by internal and external events to so that our behaviors and actions would differ from how they’d be if those events were different.  The example I often use is kicking a dog, though I would never do that. If a dog is friendly, but you repeatedly kick it when it approaches you, it’s not going to be nearly as friendly as it would have been had you petted it instead. Your actions have rewired the dog’s brain in such a way that it regards you as an object of fear rather than affection. It’s as simple as that. And in a similar way, our experiences reprogram our brains—our onboard meat computers—in a physical way that affects our behavior, but that we don’t yet understand. There is no psychology independent of physics that can “reach down” to affect our molecules, because, in the end, our psychology is based on molecules, even if we can’t yet (or ever) predict our future behavior with a deep knowledge of our brains.

Ellis’s Big Flaw: to claim that there is an Invisible NonPhysical Psychological Hand that “reaches down” and “changes our constraints”. Rather, there are external stimuli and inputs into our brains that alter their workings. We don’t need the palaver about “constraints” and “reaching down”, which is simply literary prestidigitation that is obscurantist.

Remember, Ellisis not talking about compatibilist free will here. He’s talking about contracausal free will. Ellis rests his case on a human psychology that is independent of physics. And that is pure dualism.

In the end, perhaps his mask slips a little, for in his ending he appears to find determinism distasteful because it absolves us of the ability to make “genuine choices” or to be “accountable for our behavior”. (I’ve argued that we are still responsible for our behavior in the sense that we are the entities who behave, but that we are not “morally responsible” because we could not have acted otherwise. But this is irrelevant to his argument.)

Ellis’s ending:

Physics has made huge strides since the days of Laplace; indeed, it would be completely unrecognisable to him. Yet there are still physicists today who confidently proclaim that we can’t have free will because physics determines everything, including brain functioning – entirely ignoring the complex context and the power of constraints.

If you seriously believe that fundamental forces leave no space for free will, then it’s impossible for us to genuinely make choices as moral beings. We wouldn’t be accountable in any meaningful way for our reactions to global climate change, child trafficking or viral pandemics. The underlying physics would in reality be governing our behaviour, and responsibility wouldn’t enter into the picture.

Well, he’s wrong about “responsibility” if you conceive of it as I do—in a way that still allows for and, indeed, asks for approbation and disapprobation,  punishment and reward. After all, those are external stimuli that can alter our brains.

But one gets the sense here that Ellis’s misguided screed in favor of free will is motivated in part by his distaste for determinism and his need for all of us to be “responsible”.  But, as a scientist, Ellis should realize that wanting something to be true has no effect on whether it is true.

Sean Carroll on the shows “Westworld” and “Devs”: free will, simulations, and multiverses

May 10, 2020 • 9:45 am

In the May 4 New York Times, culture reporter Reggie Ugwu interviewed Sean Carroll about the recent television series “Westworld” (HBO) and “Devs” (FX on Hulu). Sean watched both shows and gives his reactions, then discusses the premises of the shows.  Since I’ve seen only two episodes of one show (“Westworld”), and none of the other, I’ll let you read Sean’s take. Instead I’ll concentrate on one of the big topics of the interview as well as a pet interest of mine: free will.

Sean is a “compatibilist”: someone who, while admitting that our behaviors are determined in the sense that that laws of physics “fix the facts”, as Alex Rosenberg claims, including the facts of our behaviors, still avers that we can sensibly speak of “making a choice”. That is, while we could not have “chosen” other than what we did, we can still talk about “making a choice” and even pretend to ourselves that we really did make a “libertarian” choice where, at a given point, we could have made several alternative decisions.

I have no objection to saying that we have “free will” in the sense that we behave as if we did, though what rankles me are two things. First, philosophers dealing with the issue tend to concentrate on the “we really have a free will” part and downplay the determinism part, which to my mind is the part that has real ramifications for human behavior. Second, I think they do this (Dan Dennett has said so explicitly) because they think that if people realize that they don’t have a “free” choice and could not have made other choices, society will fall apart, with all of us, feeling like automatons or puppets, becoming nihilists unable to rise from our beds. That, of course, is false. I’m a “hard determinist” and get out of bed every day, and I realize that my “agency” is illusory even though I feel that it’s real. And if you’re a philosopher who argues for compatibilism in this way, it is condescending, for it tries to buttress most peoples’ feelings that they have libertarian free will. It’s exactly like those cynical theologians who don’t really believe in God, but think that it’s good for people to do so, as it keeps them on the straight and narrow. It’s odd that Dan Dennett, who’s demolished the theological argument as “belief in belief”, does nearly the same thing with free will.

There are a few more issues that compatibilists like to bring up.

Nobody really accepts libertarian I-could-have-chosen-otherwise free will.  That may be true among non-theological philosophers, but not among the public, with 60-85% of people surveyed in four countries saying that we live in a universe that has libertarian free will. And ask a religionist, one who thinks that one has a free choice to accept Jesus, God, or Allah, if they are really determinists at bottom. With the exceptions of Calvinists and a few other sects, they’ll say “Hell, no!” (Well, they’d probably leave out the “hell.”)

Even if our behaviors are determined, it wouldn’t make a difference to society if we espouse some form of free will. This is palpably untrue. Although some philosophers as well as some readers here say, “there are no consequences of determinism”, I think that’s cant and, indeed, somewhat disingenuous. Our whole legal system has a retributivist bent that comes from punishing people because we think they could have made a better choice than they did. Likewise, poor people are often held responsible for their own circumstances (viz. Reagan’s “welfare queens”), so that people ultimately get what they deserve. This is called the “Just World” view of life.

And if you don’t believe that, look at the Sarkissian et al. study of those four countries: 60-75% of people surveyed thought that if they lived in a deterministic universe and could not have chosen other than they did, then people would not be morally responsible for their actions. This, I believe, is the reason why some philosophers like Dan Dennett, though avowing otherwise (but contradicting himself in other places), espouse compatibilism: if you tell people they have free will, they consider themselves morally responsible for their actions. And, said Dennett, if they don’t, then society will fall apart.

My response to that is that we can have more justifiable and more ethically based systems of reward and punishment if we don’t accept that people could have done other than what they did. They can be held responsible for their actions, and rewarded or punished (the latter on the basis of deterring them, sequestering them from the public, or reforming them), but not morally responsible for their actionsFor “moral responsibility”, as with the people surveyed above, implies libertarian free will and can justify retributive punishment. (That said, I don’t object to the use of “moral” to characterize” what comports with human ethics”. But I dislike the term “morally responsible”, which smacks of free choice.

Compatibilists have not settled on a definition of “free will”. To one compatibilist, free will means freedom from obvious coercion. To another, it’s that we have complex processing in our brain that spits out a decision that’s gone through an involved (and evolved) program. To a third, it’s somebody who’s sane enough to understand the consequences of their actions. There are as many definitions of “free will” as there are compatibilist philosophers. So when you say “we have free will”, you better be damn sure that you add exactly what you mean, explain why your compatibilistic “free will” is not only different from others, but is better than others.

Enough. In his interview, Sean not only admits that he’s a determinist (and a compatibilist, which he lays out in his book The Big Picture), but comes surprisingly close to saying that determinism should affect our view of human behavior. I’ll quote a few of his answers (indented) and make a few comments:

First, Sean’s definition of determinism:

A common thread between the two shows is the conflict between free will vs. determinism. Can you explain what determinism is?

Determinism is basically the idea that if you knew everything that was happening in the universe at one moment, then you would know, in principle, everything that was going to happen in the future, and everything that did happen in the past, with perfect accuracy. Pierre-Simone Laplace pointed this out in the 1800s using a thought experiment called Laplace’s Demon.

Well, that’s his view of determinism, but I would rather use the world “naturalism”. For, if quantum mechanics be true, there are things that we couldn’t predict even if we had perfect knowledge of the Universe—like when a given radioactive atom will decay. And this means that even if we knew everything happening in the universe at one time, predictions might be inaccurate. I myself have argued that perhaps even evolution is unpredictable with perfect knowledge if mutation involves quantum processes. If that’s the case—and we don’t know—then the fuel for evolutionary change is unpredictable, and hence so is evolution.

Below is Sean’s compatibilism. Most readers here probably agree with it, and I don’t disagree unless one emphasizes the free will part and not the determinism part. All the following emphases in bold are mine, in which Sean makes it clear that we could not have done other than what we did.

Let’s talk about free will. Do we have it?

It’s complicated, and I apologize for that, but it’s worth getting right. The very first question we have to ask is: Are we human beings 100 percent governed by the laws of physics? Or do we, as conscious creatures, have some wiggle room that allows us to act in ways that are outside of the laws of physics? Almost all scientists will tell you that of course it’s the former. If you jump out of a window, the laws of physics say that you are going to hit the ground. You can use all of the free will you want, but it’s not going to stop you from hitting the ground. So why would you think that it works any differently when you go to decide what shirt you’re going to wear in the morning? It’s the same laws of physics. It’s just that one case is a more crude prediction and the other case is a more detailed prediction.

Good, Dr. Carroll! We obey the laws of physics when we “choose” a shirt to wear.

Did I make the choice to pick up the phone and call you?

Short answer: yes. Long answer: It depends on what you mean by “you” and “make the choice.” At one level, you’re a collection of atoms obeying the laws of physics. No choices are involved there. But at another level, you are a person who pretty obviously makes choices. The two levels are compatible, but speak very different languages. This is the “compatibilist” stance toward free will, which is held by a healthy majority of professional philosophers.

I think this is a bit confusing given that most people think that the words “you are a person who pretty obviously makes choices” means “FREE” choices. Now Sean takes care to make the distinction between determinism and the illusion of free choice, but I couch the distinction in a way very different from Sean, emphasizing the determinism. The rest is semantics, often (not with Sean!) constructed to fool people into behaving morally.

Here Ugwu asks a good question, and Sean answers with the traditional form of compatibilism.

But isn’t that a rhetorical sleight of hand? If our choices are fully predetermined by physical processes outside of our control and beneath our consciousness, are they really choices? Or is that just a story we’re telling ourselves?

I think it’s the same as the chair you’re sitting on. Is it an illusion because it’s really just a bunch of atoms? Or is it really a chair? It’s both. You can talk about it as a set of atoms, but there’s nothing wrong with talking about it as a chair. In fact, you would be dopey to not talk about it as a chair, to insist that the only way to talk about it was as a set of atoms. That’s how nature is. It can be described using multiple different vocabularies at multiple different levels of precision.

At the level of precision where we’re talking about human beings and tables and chairs, you just can’t talk that way without talking about people making choices. There’s just no way to do it. You can hypothesize, “What if I had infinite powers and I knew where all the atoms were and I knew all the laws of physics.” Fine. But that’s not reality. If you’re reality based, then you have to talk about choices.

In his response below, Sean comes about as close as he ever has to saying that there are tangible social effects of accepting determinism (again, the emphasis in the third paragraph is mine).

On both shows, the laws of physics are used to reframe the idea of morality. On “Devs,” Forest makes the argument that determinism is “absolution.” And there’s an idea in “Westworld” that humans are just “passengers”; forces beyond our control are behind the wheel. When you see people on the news, or even when you think about the people in your own life, does your belief in determinism affect the way you judge their behavior?

Not really, no. As long as you’re talking about a human-scale world. This idea that we are just puppets is clearly a mistake. It’s mixing up two different ways of talking about the world. There’s a way of talking about human beings going through their lives and making choices. There’s another way of talking about the laws of physics being deterministic and so forth. Those are two different ways — pick one.

[Carroll] Now, there are situations where we might learn that the choices that we thought people had are more circumscribed than we knew, either because of their biology or because of mental health issues, or what have you. By all means, take that into consideration. But that’s very human-scale stuff. If a person could not have acted otherwise, then you don’t hold them responsible in the same way. It’s not a matter of cutting edge science, it’s ancient law.

Well, ancient law isn’t that clear cut! For law, ancient and modern, is largely based on the premise that in some cases people could have acted otherwise. But they couldn’t—not ever! So we shouldn’t hold people responsible as if they could have acted otherwise. And that has enormous ramifications for the legal system. We already have “not guilty by reason of insanity”, but we should have “guilty of doing an act, but punished in light of the knowledge that they couldn’t have acted other than what they did.”  I’ve always thought that the court should determine responsibility, but another agency should determine “punishment”, and in light of determinism.

I wish that Sean would discuss the ramification of that “human-scale stuff”, because that’s what’s important to society. Sean clearly implies that the law under determinism would be different from the law under libertarianism (or perhaps even compatibilism). And in that he does differ from people like Dennett and many of the readers here. I’d love to have a discussion about all this with Sean some day.

A good critique of panpsychism but a lousy alternative

January 14, 2020 • 11:00 am

The article at hand was published by the Institute of Art and Ideas, a British organization that I hadn’t heard of but is described by Wikipedia thusly:

The Institute of Art and Ideas is an arts organisation founded in 2008 in London. Its programming includes the world’s largest philosophy and music festival, HowTheLightGetsIn and the online channel IAI TV, where talks, debates and articles by leading thinkers can be accessed for free, under the slogan “Changing How The World Thinks.”

I then remembered that they invited me to that festival a few years back, but expected me to pay my own way, which I won’t do just to help them fund their endeavors. But I will point to this article on their website by Bernardo Kastrup, identified as a “Dutch computer scientist and philosopher who has published fundamental theoretical reflections on the mind matter problem.” I have to say that if you go to his site, which is the link at his name, you will find a considerable amount of hubris! But amuse yourself later.

Kastrup is quite critical of panpsychism, and for good reasons. But then, near the end of his piece, the whole argument goes south. For Kastrup, while saying that panpsychism can’t help us understand the “hard problem of consciousness”, also claims that materialism can’t solve it either, and we need to posit that the entire universe (or, as Sean Carroll would say, the Big Wave Function) is conscious. And, like panpsychism, that’s crazy and untestable. It’s weird that a philosopher can so deftly dispose of a crazy theory but then fall under the spell of a different crazy theory. But read by clicking on the screenshot:

Kastrup’s beef is with the “combination problem” that I’ve highlighted before: how does the semi-consciousness of elementary particles (people like Philip Goff posit that the spin, charge, mass, and other properties of these particle are aspects of their “consciousness”—a semantic trick) combine to provide the “high level” consciousness of animals such as ourself? So far I haven’t seen a solution to this problem from panpsychists, only a bunch of handwaving.

Kastrup highlights the combination problem in a more physical way, involving the recognition that particles are not discrete, but aspects of the Big Wave function:

You see, I can easily accept that my cats are conscious, perhaps even the bacteria in my toilet. But I have a hard time imagining—especially when I am eating—that a grain of salt contains a whole community of little conscious subjects. The panpsychist’s motivation for wanting even the humble electron to be conscious is to treat experiential states in a way analogous to how physical properties are treated in chemistry. As the physical properties of particles combine in atoms, molecules and aggregates to give rise to emergent macroscopic properties—such as the wetness of water—the panpsychist wants the experiential states of particles in our brain to combine and give rise to our integrated conscious inner life. The idea is to fold experience into the existing framework of scientific reduction and emergence. Therein resides most of the appeal and force of panpsychism.

To do so, the panpsychist takes subatomic particles to be discrete little bodies with defined spatial boundaries. This way, their respective experiential states are thought to be encompassed by such boundaries, just as our human experiences seem to be encompassed by our skull. Indeed, since each person’s consciousness does not float out into the world, but is personal in the sense that it is limited by the boundaries of the person’s body, so subatomic particles must be understood as discrete little bodies, each containing separate and independent subjectivities.

The panpsychist then posits that the inherent subjectivity of different particles can combine into compound subjects if and when the particles touch, bond or otherwise interact with one another in some undefined chemical manner. Notice that this approach makes sense only through analogy with physical properties. The mass of an electron is ‘held’ within the electron’s boundaries, therefore it’s only logical—the argument goes—that its experiential states should also unfold within the same boundaries. Or is it?

The problem is that subatomic particles aren’t discrete little bodies with defined spatial boundaries; the latter is a simplistic and outdated image known to be wrong. According to Quantum Field Theory (QFT)—the most successful theory ever devised, in terms of predictive power—elementary particles are just local patterns of excitation or ‘vibration’ of a spatially unbound quantum field. Each particle is analogous to a ripple on the surface of a lake. We can determine the location of the ripple and characterize it through physical quantities such as the ripple’s height, length, breadth, speed and direction of movement, yet there is nothing to the ripple but the lake. We can’t lift it out of the lake, for the ripple is merely a pattern of movement of the water itself. Analogously, according to QFT, an elementary subatomic particle is just a pattern of excitation or ‘vibration’ of an underlying quantum field. Like the ripple, we can determine the particle’s location and characterize it through physical quantities such as mass, charge, momentum and spin. Yet, there is nothing to the particle but the underlying quantum field. The particle is the field, ‘moving’ in a certain manner.

The only way around this issue, says Kastrup, is to posit that what is really conscious is the field that creates the particle itself. He explains why the panpsychist can’t coherently argue why experiential states belong to particles themselves, but then his argument begins to fall apart. Why? Because Kastrup says that even if the quantitative aspects of particles could combine to produce consciousness, they would produce consciousness only as a quantitative property, but consciousness is a qualitative property—the problem of quality:

. . . deducing quality from quantity is something entirely different. Experiential states are qualities; they cannot be exhaustively described in quantitative terms. No numerical parameter can tell someone with congenital blindness what it feels like to see red; or someone who never fell in love what it feels like to, well, fall in love. Indeed, this is precisely the so-called ‘hard problem of consciousness’ that plagues mainstream materialism and motivated the creation of panpsychism in the first place. One cannot make an unconscious quantum field give rise to a conscious particle for exactly the same reasons that one cannot make an arrangement of matter give rise to experience.

Dr. Kastrup doesn’t seem to realize that some day I think we’ll be able to stimulate blind people’s brains in the right way and then they will see red! We can already give them a very rudimentary experience of vision. Why is he so sure that the qualia of “red” is beyond scientific understanding?

As I wrote five days ago, on similar bases Patricia Churchland has pretty much knocked down the idea that we can’t understand the origin and mechanism of subjective sensations through a materialist paradigm. I refer you again to her excellent 2005 paper in Progress in Brain Research, “A neurophilosophical slant on consciousness research”,  available free at the link. Churchland thinks, and makes a persuasive case, that just because “qualia” (sensations) are “subjective”, that doesn’t put them beyond the reach of materialist explanation. The whole “consciousness is subjective and thus can’t be understood by a materialistic approach” argument is, it seems, a red herring.

Kastrup deep-sixes the panpsychism explanation, at least in terms of the constituents of the brain having some form of consciousness, but comes a cropper (I love that phrase!) when he tries to replace panpsychism with his own theory. For that theory is simply this: the entire universe—the “quantum field”—is conscious. This, he thinks, avoids the “combination problem.” He doesn’t seem to realize that it raises another problem: testability. Also, he looks a bit foolish when he criticizes materialism, which is the only way we have ever been able to understand the universe. Here’s what he says (I’ve put his definition of a “reduction base” at the bottom):

To circumvent materialism’s failure to explain experience, the panpsychist simply adds experience—with all its countless qualities—to the reduction base. Arguably, this is a copout. Inflated reduction bases don’t really explain anything; they just provide subterfuge for avoiding explanations. A good rule of thumb is that the best theories are those that have the smallest base, and then still manage to explain everything else in terms of it. On this account, panpsychism just isn’t a good theory.

Good alternatives to materialism are those that replace elementary particles with experiential states in their reduction base, as opposed to simply adding elements to it. We call this class of alternatives ‘idealism.’ And then the best formulations of idealism are those that have one single element in their reduction base: universal consciousness itself, a spatially unbound field of subjectivity whose particular patterns of excitation give rise to the myriad qualities of empirical experience. Under such a theory, a unified quantum field is universal consciousness.

There is nothing absurd about this theory; the common impression that there is is just a knee-jerk reaction of our current intellectual habits. As a matter of fact, the theory is arguably the most parsimonious, internally consistent and empirically sound view yet devised. Importantly, as I have extensively discussed elsewhere, idealism—unlike panpsychism—can explain how our private, personal subjectivities arise within universal consciousness. I therefore hope that the momentum gathered by panpsychism in both academia and popular culture is transferred, intact, to this uniquely viable avenue of inquiry, before the inherent shortcomings of panpsychism discourage—as they are bound to eventually do—those seeking an alternative to materialism.

So now we don’t have the combination problem nor the untenable idea that each particle has some unique consciousness or apprehension of the universe. All we need posit is that the entire universe is conscious.  But that nagging little problem remains: “In what sense is it conscious?  Oh, and there’s another issue: “How do we test your theory, Dr. Kastrup?”  For a theory that can be neither tested nor falsified is a theory that can be ignored, for it’s not a scientific or empirical explanation.

Now in the passage above Kastrup links to a big book he wrote, and I’m sure he’d point me to that to show why the Universe’s wave function is conscious. But I’m not reading it—not yet. For all I anticipate there is just another species of gobbledygook, or, as Churchland calls it, “hornswoggling.” If you want to read it, by all means do so and report back here.

I wonder why so many people these days are dissatisfied with materialism and science and are drawn to metaphysics, e.g., Tom Nagel, Tom Wolfe, Philip Goff and now Kastrup. You tell me!  One thing I know: Kastrup is in good company. These are from his website:

HUFFINGTON POST ARTICLE SAMPLES
(WITH DEEPAK CHOPRA)

_________

How Kastrup defines the “reduction base” of theory (I’d call it the “turtle at the bottom”):

But because we can’t keep on explaining one thing in terms of another forever, at some point we hit rock-bottom. Whatever is then left is considered to be our ‘reduction base’: a set of fundamental or irreducible aspects of nature that cannot themselves be explained, but in terms of which everything else can. Under materialism, the elementary subatomic particles of the standard model—with their intrinsic physical properties—constitute the reduction base.

h/t: Paul

Podcast: Dan Dennett and Sean Carroll on illusions, consciousness, free will, and other stuff

January 13, 2020 • 10:15 am

Reader Paul called my attention to a new episode of Sean Carroll’s Mindscape podcast. It’s two hours long, so of course I don’t have the patience to listen to it (you can by clicking on the screenshot below), but fortunately there’s a transcript you can get by clicking on “Click to show episode transcript” near the bottom.

Everyone seems to be hosting podcasts these days, and I’m not sure why. My best guess is that most people would prefer to listen to discussion than to read a website post or even a transcript, as they can do other things while listening—especially driving. (I read faster than I can listen, and so prefer the printed page, even for discussions.) Also, it’s only on podcasts where you get a spontaneous give-and-take between two people, and when they’re both of the caliber of the physicist Sean Carroll and philosopher Dan Dennett, you get some fascinating listening—or in my case, reading. Oh, and if you’re being interviewed by a savvy person like Sean, you can get your ideas out there in extended form without having to write them down, but they’re preserved on the Internet.

I did quickly read through the transcript, and wanted to say a few words on free will. Dennett and Carroll are both determinists, but underplay that by simply saying there are “no miracles” in one’s actions or decisions. To me that is an overly quick acknowledgment of a problem far more important than simply confecting a definition of free will that comports with how most people conceive it. (Actually, when people are asked for their understanding of free will, most espouse a dualist, libertarian view, one in which one really could have chosen or behaved otherwise through changing one’s will.) But people like Sean and Dan, and other colleagues like Steve Pinker and Richard Dawkins, seem to prefer to comport a definition of free will with what they conceive of as how most people regard it. They’re wrong about how most people regard it, but that doesn’t necessarily overturn their project, for philosophers can make us think about those concepts.

As readers here know, I don’t much care about the semantic games involved in philosophical compatibilism, especially because every philosopher has his or her favorite definition of “free will”—and the compatibilist definitions are incompatible with each other! So what is free will? I prefer to think of it as people always have (except for a few Sophisticated Philosophers): the illusion that we are able to control our actions by force of will alone, i.e., libertarian free will). I also prefer to concentrate on determinism (which Sophisticated Philosophers don’t deal with much) than on the semantic games of compatibilism.

But I digress; here’s the podcast:

The part on free will starts at 1:41:03, and I want to deal with one issue: the social consequences of doing away with the idea of free will (or of telling people that their behaviors are all determined by the laws of physics). Dan and Sean seem to think that people like me and Sam Harris are engaged in “anti-social behavior” and “cognitive vandalism”, and we should just shut up about determinism.

But first, both Dan and Sean aver that they are genuine determinists. Just for the record:

1:41:03 SC: So would we take the same angle on free will, that there’s an aspect of it that’s real, aspect which is an illusion?

1:41:12 DD: Yes and no, of course.

1:41:15 SC: That’s a philosopher’s favorite answer to everything.

1:41:16 DD: Yes, yes. The traditional idea of free will where somehow our bodies or our brains are shielded from causation, that’s crap. It’s just gotta be false.

1:41:36 SC: We’re not laws unto ourselves.

1:41:36 DD: We’re not laws unto… There’s no miracles happening like that. So if that’s what you think free will has to be, if you think free will is incompatible with, say, determinism, then there’s no free will. Then free will isn’t real. It’s an illusion. But I would prefer to say free will is perfectly real, it just isn’t what you think it is.

And that’s the end of the admission that our behaviors are determined. Pity that, because the implications of determinism for behavior are, to me, profound—far more profound than confecting conceptions of compatibilistic free will. Why don’t philosophers like Dan discuss the consequences of what they’ve just admitted? Are they not interesting? (Yes, some philosophers like Alex Rosenberg do talk about that stuff.)

Some of you may say that there’s no real consequences of realizing that all our behaviors are determined by physical laws, but I’d say you’re dead wrong. It’s wrong because the law already takes into account that there are legal mitigations of behavior if you have no libertarian free will. Now just extend that to all criminal acts. No criminal behavior is a free choice. And that means that there are mitigations that have to be considered in every case: what made you do the act? If you think there are no consequences of that musing, you’re doubly wrong. I’m not saying, of course, that we should dispense with punishment, incarceration, or the idea of responsibility, but we need to fix the system of judgment and punishment.

Then Dan offers two different definitions of free will that comport with his (and Sean’s and some other people’s) notion of free will. The first is if you’re coerced into something, then you don’t have free will:

1:42:17 DD: Not just an explanatory role, it plays a huge role in people’s lives, as I was saying before. Since our society has the concept of free will, when I signed the mortgage papers for this house I was asked if I was signing this of my own free will. I said yes, yes I am, yes.

1:42:44 SC: Did the agent have any idea who he was talking to or who she was talking to?

1:42:46 DD: Well, the notary was reading this off a piece of paper and I was only too happy to answer. But some people don’t have free will. Some people are incapacitated. Some people aren’t in control. So there’s a very real difference, and it makes a huge difference in life. . .

What does it mean, though, to be “in control”? It surely doesn’t mean that you can, by your will, control whether or not you sign a mortgage. What it must mean is that your brain is wired in such a way, through both evolution and experience, that it conforms to society’s expectations of your behavior—you appear calm and controlled. And what is “free” about “lack of external coercion”? Maybe you’re signing the mortgage because your spouse or kids want you to have that house, but you don’t. Or you don’t want to commit that kind of money. Is that “free”? Is that “you being in control”? I don’t think so. There are different things that coerce people into doing different things, but none of them are “choices”.  There are just different degrees of weighing up things that make you decide one way or another. All of it can be seen as neural coercion.

Which brings us to Dan’s second definition of free will: that it’s the behavioral outcomes of a complex and evolved brain that neurologically “weighs” different outcomes and then spits out a decision. This is the view he takes in his latest book on free will (I believe it’s Elbow Room), and is instantiated here:

1:43:36 DD: Empirically, we have millions of degrees of freedom, and we’re not in anybody’s control but our own. Or we can try to control people. Parents. I like the idea that parents eventually have to launch their children, and once they’ve launched them, they’re no longer guided missiles. They’re now autonomous. And how do we dare let people do this? We dare let people do this, because we trust that people will have done their best to turn their offspring into self controlled responsible agents.

But what does “self control” mean here? Surely it’s not that we are able to override our neurons and control our behavior when we could have behaved otherwise! No, it cannot be that, for that’s the libertarian free will that Sean and Dan eschew. What Dan means is that some people have brains that make them behave in a way society expects if we’re to operate harmoniously. But whether we do that or not is a function of our genes and environment. The very term “self controlled responsible agents” even implies libertarianism.

As I’ve said before, yes we are responsible for our decisions, but only in the sense that society must hold us accountable if society is to run smoothly. We are not, however,  morally responsible for our decisions, as that implies libertarian free will. Indeed, most people who are asked whether determinism makes people morally responsible will say “no.”

Dan and Sean then decry the idea, which I’ve broached, that many people promote compatibilistic free will because it makes us seem less like puppets, and that’s good for both us and society. And indeed, there is a tradition of trying to find definitions of free will that are compatible with determinism for purely philosophical reasons. I’m just not sure that, at least for Dan, he’s free of the “do-it-for-the-good-of-society” motivation. Here he and Sean reject any of these motivations:

1:45:04 SC: And I know that you said things, I wanna take this opportunity to clarify as much as we can, you’ve sort of hinted at the idea that even though we sophisticated scientists and philosophers know that there are laws of physics and we all obey them we should let the people have their free will in some sense. Because it makes them act more morally. That may or may not be true for me personally, that fact has nothing to do with why I think that it’s sensible to talk about free will. My reason for talking about free will is just the answer you just gave, which is that it does play this role in helping to explain what goes on.

1:45:39 DD: Yeah. Well I think… I don’t think that the idea that we have free will is a sort of holy myth that we should preserve for the good of hoi polloi. No, no, no, we all need it. I think it’s extremely paternalistic, patronizing to say, “Well I don’t need the illusion of free will, but everyday folks they need it.” No, I think that’s… First of all I think that’s just obnoxious.

1:46:15 SC: Right.

But Dan has also said this:

If nobody is responsible, not really, then not only should the prisons be emptied, but no contract is valid, mortgages should be abolished, and we can never hold anybody to account for anything they do.  Preserving “law and order” without a concept of real responsibility is a daunting task.

Well, I disagree vehemently with jettisoning the idea of holding people to account, but I’ve explained that a gazillion times. And it’s a deliberate exaggeration to say that abjuring moral responsibility means emptying out prisons and abolishing mortgages. You can be held responsible, and jailed, without being held morally responsible.

Dan also said this, in his Erasmus Prize lecture:

We don’t want our children to become puppets! If neuroscientists are saying that it is no use—that we are already puppets, controlled by the environment, they are making a big, and potentially harmful, mistake. . . We [Dennett and Erasmus] both share the doctrine that free will is an illusion is likely to have profoundly unfortunate social consequences if not rebutted forcefully.”

That sounds an awful lot to me like the view that rebutting the “puppet” view is important because the spread of that view would harm society. (It won’t, by the way: I know of no hard determinist who has harmed society.)

And then Dan takes off the gloves and punches down at me, and punches on the level at Sam Harris as well, for these statements are clearly aimed at us (my emphasis):

1:46:18 DD: We all go through life, gauging our opportunities, making choices taking them as seriously as we do, which is sometimes not seriously enough and sometimes…

1:46:33 SC: In trying to persuade others.

1:46:34 DD: And sometimes too serious, in trying to persuade others. It’s no secret that this pattern of activity including mental activity, including hamlet-like thinking and mulling and musing and worrying, no secret why it exists, it’s what makes civilization possible. And I for one would rather live in a civilized world.

1:47:07 SC: But so, that’s a very crucial distinction I think that has the danger of slipping by there, it’s not that we need to tell people they have free will to make them civilized. It’s that we have to appreciate that we have free will so that we create civilization.

1:47:22 DD: Yes, absolutely right, yes.

1:47:24 SC: Got it. Okay, that’s very good.

1:47:25 DD: But then that does mean that the free will skeptics, including some heavy hitting scientists.

1:47:34 SC: Some of our best friends. Yeah.

1:47:36 DD: Yeah, some of my best friends. They’re really engaging in a sort of an anti-social behavior, it’s a sort of cognitive vandalism. I try to shock them with that term. . .

I object strongly to this characterization of people like Sam and me as engaging in anti-social behavior and cognitive vandalism. It’s almost an ad hominem argument. The truth of what I talk about—of determinism, which happens to be true for behavior—is independent of its consequences for ourselves or society. (I happen to think that grasping those consequences is in fact good for us and society.) I could respond by saying that compatibilism is a form of cognitive displacement, of sweeping the really important and socially consequential problems under the rug. But I won’t.

Dan tries to land one more punch. Here he’s talking about the experiment in which neuroscientists tell someone they’ve implanted a device in someone’s head that controls their behavior, and won’t let them do bad stuff, but it’s a lie. And then the person goes ahead and does bad stuff expecting to be controlled. What that has to do with free will defies me, because the person’s behavior in that circumstance is still determined—controlled by the environmental input that the neuroscientists have lied to him.

And here’s Dan’s attempted roundhouse (my emphasis):

1:49:19 DD: Okay, so I wonder if Black Mirror has the sequel that I have… So this fellow goes off and reassured that he’s got this safety net, he becomes a little bit slovenly in his decision making and he makes some bad decisions, pretty soon he ends up in court. And the judge confronts him and asks him, “What about this?” He says, “Well, no. I don’t have any free will.” “You know I’m controlled… “

1:49:49 SC: Just obeying the laws of physics.

1:49:52 DD: I just obey the laws of physics. And the neurosurgeons, you know they are… They’re… I’m their puppet.” And the judge calls in the neurosurgeon says, “Did you tell this man that when you put this device in that henceforth that he would be a sort of electronically controlled puppet.” And she said, “Yeah, yeah we did.” He says, “It’s not true, is it?” She says, “No, of course not. We’re just messing with his brain.” Now, she did something evil. Well, if she in her white coat, her scientist white coat is doing something evil for that guy, what about you folks out there in science land who are going around telling everybody that free will is an illusion, that they don’t, that they’re all really just puppets? Why isn’t that the same sort of anti-social behavior that this neurosurgeon, this imaginary neurosurgeon is engaged in?

That’s sort of nasty, and offends me. If we are puppets in the sense that our neurons pull our strings and we can’t affect that by some numinous will, well, that’s an important truth—not “anti-social behavior.” In the end, although Dan denies being motivated in his compatibilism by fear that the notion of pure determinism will harm society, it looks an awful lot to me like that idea imbues much of what he says about free will.

The truth of a proposition is not determined by how it makes people feel. If determinism leads to a bleak world view (I don’t think it does), so be it; but there are real social benefits that come from grasping determinism.  If I’m an antisocial person, and have influenced any readers here to behave badly by promulgating determinism, by all means let me know in the comments! Not that it will stop me, as the laws of physics have made me a determinist!

 

Is “white empiricism” hindering physics?

December 10, 2019 • 9:30 am

UPDATE: James Lindsay has an analysis of this paper in a number of successive tweets, starting with the one below. Click on it if you want to see his take. He criticizes a number of points that I either missed or ignored, so I recommend your reading it.

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My ears always perk up when I hear the claim that there are special ways of doing science (“ways of knowing” if you will), that are practiced by different groups, and that the nature of science would be different, and better, if these groups are included in science.  There is a modicum of truth in this. Nobody denies that, in the past, oppressed people—women, minorities, and so on—have not been given the same opportunities to enter science as, say, white men. And I can think of at least one case in which the interests of different groups, by being different, have enriched science. (I think that the presence of women in evolutionary biology, for example, could have prompted the increasing emphasis on female choice in “Darwinian” sexual selection, though of course males have also done pioneering work in that area and my contention is arguable.)

But in general, though social conditioning may affect which problems one attacks, I don’t think there are special ways of doing science, nor in general do different groups of people practice science in different ways.  I advocate for open access and equal opportunity for all people, but I do that because I see it as immoral to block access to careers for different groups, and also because the more minds that have access to science, the faster science will progress. When women were kept from doing science over the past few centuries, we effectively lost half of the pool of talent that could expand our understanding of the universe, not to mention denying the dreams and ambitions of half the population. And of course that holds for other groups, as well. I advocate equal opportunities for all to do science, but not necessarily equal outcomes, since outcomes could depend partly on preference. But until all groups have equal opportunities, which is a long way off, I think we have to practice some form of affirmative action in science and other professions.

I give this preface because I’m about to criticize a new paper that claims not only that different groups (in this case, black women) have different ways of doing science, but also that black women have been oppressed by an inherent characteristic of science (not of scientists): “white empiricism”, which denies the validity of black women as objective observers of reality. The paper’s author is Chanda Prescod-Weinstein, an assistant professor of Physics and Astronomy as well as a faculty member in Women’s Studies at the University of New Hampshire. as well as a writer of popular articles for New Scientist and other venues. She’s also prolific on Twitter, having tweeted (by my count at 5 a.m.) 132 times in the last 24 hours, thus averaging (with eight hours off) about 8 tweets per hour.

Prescod-Weinstein is the daughter of a white Jewish father and a mother from Barbados, so she considers herself both black and Jewish.  I’ve written about her once before, criticizing a Slate article in which she argued, based on James Damore’s Google document (for which he was fired), that sexism is inherent in the practice of science (not just in scientists), and that science cannot be equated with “truth.”

You see a related critique of science in Prescod-Weinstein’s new paper in the journal Signs: Journal of Women in Culture and Society, a publication from my own University of Chicago. You can get the paper for free by clicking on the screenshot below. A free pdf is here, and the full reference is at the bottom.

As I see it, the paper’s big problem is that it sees bigotry and racism as violations of the empirical methods of science—as aspects of science that are violated by “white empiricism”.  But first, what is “white empiricism”?  Here are a few definitions or characterizations of  from Prescod-Weinstein:

White empiricism comes to dominate empirical discourse in physics because whiteness powerfully shapes the predominant arbiters of who is a valid observer of physical and social phenomena. Based primarily on their own experiences, white men, who are the dominant demographic in physics, construct the figure of the observer to exclude anyone who does not share the attending social and intellectual identities and beliefs.

. . . Essentially, white empiricism involves a predominantly white, predominantly male professional community selectively failing to apply the scientific method to themselves while using “scientific” evaluation to strengthen the barriers to Black women’s entry into physics. White empiricism is therefore a form of antiempiricism masquerading as an empirical approach to the natural world.

. . . White empiricism is conceptually distinct from epistemic injustice because it describes a resistance not just to testimony but also to empirical fact. It is strongly linked to epistemic oppression and conceptual competence injustice because it involves a denial of a knower’s competence based on ascribed identity (Dotson 2014; McKinnon 2014, forthcoming; Anderson 2017). White empiricism is the specific practice of epistemic oppression paired with a willingness to ignore empirical data.

. . . White empiricism is the practice of allowing social discourse to insert itself into empirical reasoning about physics, and it actively harms the development of comprehensive understandings of the natural world by precluding putting provincial European ideas about science—which have become dominant through colonial force—into conversation with ideas that are more strongly associated with “indigeneity,” whether it is African indigeneity or another.

Now how is it that “white empiricism” turns out to be a form of hypocrisy, in which white male physicists (and also white female physicists) claim they’re objective when investigating physics but aren’t really objective?  It is because, alongside their “objectifity” in studying the laws of nature, they ignore or dismiss black women’s “lived experience” and claims about the pervasiveness of racism, which are taken to be objective scientific claims.

And here we see the conflation of physics with social justice. To wit:

In string theory, we find an example wherein extremely speculative ideas that require abandoning the empiricist core of the scientific method and which are endorsed by white scientists are taken more seriously than the idea that Black women are competent observers of their own experiences. In practice, invalidating Black women’s standpoint is an antiempirical disposal of data, in essence turning white supremacist social structures into an epistemic practice in science. Therefore, while traditionally defined empiricism is the stated practice of scientists, white empiricism—where speculative white, male testimony is more highly valued than reality-based testimony from Black women—is the actual practice of scientists.

. . . [Jarita] Holbrook holds that Black students are presumed to be epistemically unreliable on the subject of racism, which sends the message that they can never achieve an objective observer status akin to that of their white peers. As Holbrook describes this epistemic dismissal, “When confronted with a racist incident as a person of color, your objectivity is immediately questioned. Are you sure it happened? Are you sure that it was their intention? to flat out: So and So is not racist! I’ve known them for years. Thus, your objectivity is being questioned. … The internal dialogue is that if they do not believe me in this, what do they think about my science? Thus, it erodes the scientific identity that you are in the process of creating”

. . .  In effect, white physicists are considered competent to self-evaluate for bias against other epistemic agents and theories of physics where there is no empirical grounding to assist in decision making, while Black epistemic agents are considered incompetent to bring a lifetime of knowledge gathering about race and racism to bear on their everyday experiences. This empirical adjudication is the phenomenon of white empiricism.

These statements, particularly the last one, shows Prescod-Weinstein’s confusion between empirical studies of physics and evaluation of the “lived experience” of racism by black women. I’m not denying, of course, that some physicists have racist attitudes. But to say that one must accept a black women’s views about racism because science says you must is to equate subjectivity with objectivity, anecdote with scientific consensus. And, in fact, Prescod-Weinstein gives no examples of white male physicists rejecting black women’s views about racism. She goes on at length about the history of racism in America, and how scientists have participated in it, but I see no examples of any modern male physicists saying that black women aren’t competent to describe and evaluate their own experiences, much less to act as valid students of the laws of physics.

In pursuit of her thesis that racist attitudes violate the very objectivity inherent in science, Prescod-Weinstein adduces some ludicrous examples. One is the theory of relativity, which states that the fundamental laws of physics are invariant under the inertial frame of the observer. Prescod-Weinstein sees racism as violating this canon:

Yet white empiricism undermines a significant theory of twentieth-century physics: General Relativity (Johnson 1983). Albert Einstein’s monumental contribution to our empirical understanding of gravity is rooted in the principle of covariance, which is the simple idea that there is no single objective frame of reference that is more objective than any other (Sachs 1993). All frames of reference, all observers, are equally competent and capable of observing the universal laws that underlie the workings of our physical universe. Yet the number of women in physics remains low, especially those of African descent (Ong 2005; Hodari et al. 2011; Ong, Smith, and Ko 2018). . . . Given that Black women must, according to Einstein’s principle of covariance, have an equal claim to objectivity regardless of their simultaneously experiencing intersecting axes of oppression, we can dispense with any suggestion that the low number of Black women in science indicates any lack of validity on their part as observers. It is instead important to examine the way the social forces at work shape Black women’s standpoint as observers—scientists—with a specific interest in how scientific knowledge is dependent on this specific standpoint. As Jarita Holbrook notes, Black students have their capacity for objectivity questioned simply because their standpoint on racism is different from that of white students and scientists who don’t have to experience its consequences.

Statements like that make me wonder if Prescod-Weinstein knows that she’s distorting science in the service of social justice. Einstein’s principle simply states that the laws of physics are invariant under frames of reference, not that “all observers are equally competent and capable of observing the universal laws [of physics].” To say that the theory of relativity shows objectively that racism against black women is unscientific is to mistake the laws of physics with a moral dictum. In other words, Prescod-Weinstein is committing the naturalistic fallacy. Certainly all groups get the same opportunity, should they wish to become physicists, to study the laws of nature, but not everyone, least of all me, is “equally competent.” What Prescod-Weinstein should be arguing is not that Einstein’s theory explicitly makes all people morally equal, but that considerations of well-being and empathy make all people morally equal. Dr. King didn’t need Einstein to convince America that segregation was wrong.

Prescod-Weinstein is not by any means obtuse, and so I wonder if she sees the fallacy of what she’s doing here, or is so blinded by ideology that she really thinks that Einstein’s theory is explicitly anti-racist.

She also uses string theory as an example of how “objective” study of physics conflicts with racism. She considers why string theory, though in many ways appealing, has failed to gain widespread acceptance in the scientific community and yet is still considered a valid object of study. She gives three reasons why string theory remains viable (her quote):

Surveying what should happen next, there are at least three distinct possibilities:

  • 1. Patience is required, and evidence is coming.
  • 2. String theory has failed to succeed in expected ways because the community—which is almost entirely male and disproportionately white relative to other areas of physics—is too homogeneous.
  • 3. The scientific method overly constrains our models to meet certain requirements that no longer serve the needs of physics theory.

The trouble with the first option is that because of the theory’s structure, parameters could continuously and endlessly change to excuse the absence of evidence: “It is simply in a regime where we can’t currently take measurements” (Dawid 2013, 112; see also Ellis and Silk 2014). This never-ending passing of the buck to higher energy scales that require bigger experiments and more funding is suspect, although there is certainly no universal law that says that finding quantum gravity should be an affordable pursuit.

The second option is effectively unconsidered in the literature. Instead, the case for the third option has been made. This is a curious turn of events. Rather than considering whether structural and individual discrimination results in a homogeneous, epistemically limited community, physicists are willing to throw out their long-touted objectivity tool, the scientific method. In its place, they propose that their sense of aesthetics is sufficient, that the theory holds a kind of beauty (such as high levels of symmetry) similar to other, empirically successful theories such as the Standard Model of particle physics (Polchinski 1998).

What she’s saying here is that it’s distinctly possible that the absence of diversity (e.g., black women) among physicists is a reasonable explanation for why no empirical evidence has arisen to support string theory. That contrasts with explanations 1) and 3), that say, respectively, that we might get evidence for or against the theory some day, or that we should simply accept string theory without empirical evidence because it’s a lovely theory and, by the way, evidence is overrated.

Prescod-Weinstein indicts white empiricism here because, she says, people have gravitated to explanation #3 instead of #2, and by so doing have rejected the empirical canons of science—the need for evidence—rather than accept the possibility that we need more black women physicists. And, she argues, there’s no empirical reason to support #3 over #2—except under white empricism.

I don’t think that’s correct. First of all, she adduces no reason why black physicists rather than white physicists can help provide the ultimate empirical test of string theory. That presupposes that there is a “black” way of doing string theory that white physicists don’t comprehend. Second, I haven’t seen physicists, at least the ones I know, arguing that string theory is correct and we don’t need empirical verification. My own take is that string theory is appealing in many ways but can’t be accepted as true because it can’t be tested in any way that we must know. In other words, possibility #1 is the consensus among physicists, and possibility #2 isn’t that viable because there’s been no demonstration that different ethnic groups or genders have investigatory tools that could solve the issue. (This is not to justify racism in physics, of course. It’s just that diversity is an inherent good, that equal opportunity is a moral imperative, and diversity may advance science not because different groups have different “ways of knowing”, but because the bigger the talent pool, the more likely we are to have breakthroughs.)

But Prescod-Weinstein does believe that what we know about physics would change if more black women participated. Yet she fails to be specific, arguing that “there are contexts in which Black women are epistemically privileged observers”, but not telling us which contexts. Instead, she says this:

Yet there is a way in which feminist standpoint theory can help us think about the gulf between epistemic theory and social practice in physics. Standpoint theory correctly identifies that there are contexts in which Black women are epistemically privileged observers, and I argue that a refusal to accept this fact translates into modified epistemic outcomes in physics, not because the laws of physics are different but because which parts of the universe we understand, and even the very nomenclature we develop to describe our understanding, are impacted by social forces.

It would be nice if she could adduce an example here. Which parts of the universe are susceptible to analysis by a black woman physicist but not a white male? Since there are almost no black women physicists, it would be hard to even think of an example.  As for terminology or nomenclature, well, that has little to do with our understanding; it is just words we use to describe our understanding. Would “the uncertainty principle” be called something else if discovered by a black woman physicist? If so, would it matter? Again, we have no examples—even hypothetical ones.

Prescod-Weinstein does adduce the fight over the 30-Meter Telescope in Hawaii (some scientists want it built, while many native Hawaiians oppose it on grounds of tradition and the claim that Mauna Kea site is sacred) as another example of “white empiricism”, but this is also misguided. The fight is not about the nature of science, but about whether a tool for doing science should be built if it conflicts with local beliefs and practices. I’m not that familiar with the battle, but what I do know tells me that it’s not a battle over the validity of Hawaiians as valid observers of physics. Prescod-Weinstein seems to disagree:

As we enter an era where physics and astronomy are both studied and practiced by increasingly larger teams with wide geographic footprints, these social dynamics will become important in new ways. For example, in the debate about the Thirty Meter Telescope on Mauna Kea, Hawaii, the question of which epistemologies merit legitimate consideration is intimately tied to white empiricism (Swanner 2013; Salazar 2014; Kuwada 2015). White empiricism can help explain why the Thirty Meter Telescope was evaluated so differentially by Mauna Kea protectors and telescope-using scientists, resulting in a specious debate over who was for and who was against science. Protectors, who do not subscribe to white empiricism, have been forced to repeatedly challenge press coverage that tends to assign a higher knowledge prestige to the role of nonindigenous scientists than to cultural knowledge holders of indigenous communities (Fox and Prescod-Weinstein 2019). Future work should unpack this phenomenon further in dialogue with decolonization discourse.

But the native Hawaiian argument against the telescope is not an epistemological stand, unless you think that it’s based on superstition; and in that case it’s not relevant to Prescod-Weinstein’s argument. “Cultural knowledge” here does not refer to scientific knowledge, but to spiritual belief, and thus we are not seeing a conflict about the way to do physics. There may be some racism inherent in the battle, but that’s different from a battle over “valid ways of understanding nature.”

I am growing weary, for I have dissected papers like this before—papers on white glaciology, the racism of Pilates, lattes, and pumpkins, and so on. The difference here is that Prescod-Weinstein is a working physicist with respectable accomplishments in the field. It is a sad testimony to the power of ideology, though, that her interpretation of what science is has been so severely distorted by her anti-white feminism.  Instead of arguing, as I’ve said, on moral grounds, she argues that the objectivity of science itself is in conflict with the supposed dismissal of black women’s experiences of racism, and that such an attitude is not just racist but anti-science.

In view of the paucity of black women physicists with a Ph.D. (there have been only a few dozen in history), what should we do? I agree that there may be a problem here, and my solution is, as always, twofold. First, rectify any inequality of opportunity starting at the ground—the limited opportunities afforded to minorities by living conditions and poor schooling, themselves byproducts of racism. Second, for the time being practice a form of affirmative action, realizing that diversity in the physics community is an inherent good for several reasons (providing role models to eliminate roadblocks to opportunity, for one).

But these STEM initiatives are rejected by Prescod-Weinstein as a form of patronizing manipulation of black people for the good of America:

The National Science Foundation (2008) argues that the broader impact of diversity is a worthwhile consideration in granting criteria based on a national need for a strong STEM workforce as the United States undergoes a demographic transition where white-identified people will soon no longer account for over 50 percent of the population. Because white Americans still heavily dominate STEM degree earning and the STEM workforce, American STEM cannot keep up with the demographic changes. These arguments repurpose Black Americans (and other minorities) as tools to serve nationalist needs.

I doubt that the National Science Foundation’s strong STEM programs to increase minority participation in science are designed to “repurpose Black Americans (and other minorities) as tools to serve nationalist needs.” These programs are supported and implemented largely by women, and their avowed purpose is to diversify participation in science and technology. To say that they are designed to turn minorities into slaves of white nationalism is simply ridiculous. For one thing, I doubt that anyone who has been supported by these programs, many of them investigating pure science rather than advancing technology, sees themselves as “tools.” Let Chanda-Weinstein talk to those people rather than pronounce, as a privileged physicist, how they should feel. Does she understand their lived experience?

This paper is not a hoax, though if it had been written by someone else it could be seen as one of the “grievance study” hoax papers produced by Boghossian, Pluckrose, and Lindsay. It is a serious attempt at scholarship, and I say “attempt” because it fails on all levels. It is what happens when a “hard” discipline like physics is infected by a “soft” discipline with an ideological agenda, like gender and race studies. The result are specious and insupportable claims like that of Einstein’s theory of relativity explicitly stating that people from all ethnic and gender groups should be treated equally.  And while you’ll find many physicists, including white ones, who refuse to dismiss black women as valid observers of physical reality, I doubt that you’ll find many who cite Einstein in support of such egalitarianism.

It’s always a bad idea to draw moral conclusions from science, for that makes the moral conclusions susceptible to changes in our understanding of the physcal world. If we had only Newtonian mechanics and not relativistic mechanics, would racism be more justified?

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Prescod-Weinstein, C. 2020. Making Black women scientists under white empiricism: The racialization of epistemology in physics. Signs: Journal of Women in Culture and Society 45:421-447

Nobel Prize in physics awarded to three researchers in astronomy and cosmology

October 8, 2019 • 7:30 am

This morning, the 2019 Nobel Prize in Physics was split between three men, with half of the award (a total of $910,000) split between Michel Mayor and Didier Queloz (25% each) “for the discovery of an exoplanet orbiting a solar-type star,” and the other half of the Prize going to James Peebles of Princeton “for theoretical discoveries in physical cosmology”.

Mayor, a Swiss astrophysicist at the University of Geneva, and Queloz, a Swiss astronomer working at Cambridge and Geneva, were jointly recognized for the discovery of “exoplanets”—planets outside our solar system. Wikipedia describes their work thusly:

In 1995 Queloz was a Ph.D. student at the University of Geneva when he and Michel Mayor, his doctoral advisor, discovered the first exoplanet around a main sequence star. For this achievement, they were awarded half of the 2019 Nobel Prize in Physics “for the discovery of an exoplanet orbiting a solar-type star”.

Queloz performed an analysis on 51 Pegasi using radial velocity measurements (Doppler spectroscopy) with the ELODIE spectrograph in the Haute-Provence Observatory and was astonished to find a planet with an orbital period of 4.2 days. He had been performing the analysis as an exercise to hone his skills. The planet, 51 Pegasi b, challenged the then accepted views of planetary formation, being a hot Jupiter or roaster.

As Wikipedia says of Peebles, he’s made: “major theoretical contributions to primordial nucleosynthesis, dark matter, the cosmic microwave background, and structure formation.”

Here are the tweets from the Nobel Prize site announcing the awards and briefly describing the work.

And the video announcement (not yet up when I wrote this post):

Murray Gell-Mann died

May 27, 2019 • 12:30 pm

UPDATE: There is a celebration of Gell-Man’s life, “Remembering Murray“, at the Edge website, where many physicists, friends, and physicist-friends pay tribute to the man.

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By now most of you probably know that famed physicist Murray Gell-Mann died Friday at the age of 89. He won the Nobel Prize in 1969 for “for his contributions and discoveries concerning the classification of elementary particles and their interactions”. I have no time (nor the requisite knowledge) to detail his accomplishments, but here’s a short video of Gell-Mann describing how he learned he got the Nobel Prize.